What to expect from the engagement
Engaging a financial adviser for Dee Why, New South Wales follows a regulated process designed to protect retail clients. After an initial fact-find meeting, the adviser issues a Statement of Advice (SoA) — a written document explaining the strategy, products recommended, fees and any conflicts of interest. You are not committed until you sign it. All advisers must act in your best interests under the Corporations Act, and any commissions or referral payments must be disclosed in the SoA. If the advice does not appear to meet that standard, the Australian Financial Complaints Authority (AFCA) handles complaints free of charge for consumers. Personal advice — the kind tailored to your circumstances — always requires an SoA; general advice does not.
📍 Suite 301/7 Oaks Ave, Dee Why NSW 2099
ExperienceSince 1991 (35 years)Registration #001000860Postcode2099
Diploma Of Financial PlanningCertified Financial PlannerAdvanced Diploma of Financial ServicesFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 Aurora Place, Level 10/88 Phillip St, Sydney NSW 2000
ExperienceSince 2000 (26 years)Registration #000239790Postcode2099
B. Eng (Elec) HonsMBA (Sub Fin)Graduate Diploma of Financial PlanningSMSF Specialist Advisor
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 suite 803 8/309 Kent St, Sydney NSW 2000
ExperienceSince 2001 (25 years)Registration #000272637Postcode2099
8 unit Diploma of Financial PlanningCertified Financial PlannerAccredited Listed Product Adviser ProgramCavendish & ICFS Specialist SMSF Course
SuperannuationLife InsuranceLife InvestmentSecuritiesRSA Products
Is this you? Claim this listing →
📍 L 11/45 Clarence St, Sydney NSW 2000
ExperienceSince 2007 (19 years)Registration #000318615Postcode2099
Associate Diploma of Business (Accounting)Diploma of Financial Services (Financial Planning)Advanced Diploma of Financial Services (Financial Planning)Master of Commerce (Financial Planning)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 Suite 301/7 Oaks Ave, Dee Why NSW 2099
ExperienceSince 2011 (15 years)Registration #001001083Postcode2099
Bachelor of CommerceAdvanced Diploma of Financial Services (Financial Planning)Ethics and Professionalism in Financial AdviceFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 L 11/45 Clarence St, Sydney NSW 2000
ExperienceSince 2011 (15 years)Registration #000413205Postcode2099
Bachelor of CommerceGraduate Diploma of Financial PlanningSelf Managed Superannuation Fund Adviser (Personal Advice)FPC002B Ethics and Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 9 Park St, Coorparoo QLD 4151
ExperienceSince 2011 (15 years)Registration #000408041Postcode2099
Advanced Diploma of Financial PlanningMargin Lending CourseSelf Managed Superannuation Funds CertificateFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 Suite 301/7 Oaks Ave, Dee Why NSW 2099
ExperienceSince 2013 (13 years)Registration #001000849Postcode2099
Diploma of Financial ServicesAdvanced Diploma of Financial ServicesGraduate Diploma of Financial PlanningFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 Aurora Place, Level 10/88 Phillip St, Sydney NSW 2000
ExperienceSince 2015 (11 years)Registration #000432093Postcode2099
Bachelor of Business (Bbus)Diploma of Financial Planning(FNS50610)Graduate Diploma of Financial PlanningALPA
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 Suite 301/7 Oaks Ave, Dee Why NSW 2099
ExperienceSince 2016 (10 years)Registration #001248361Postcode2099
Bachelor of Business (Finance/Marketing)Graduate Certificate in ManagementDiploma of Financial PlanningEstate Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 level 9/90 Collins St, Melbourne VIC 3000
ExperienceSince 2018 (8 years)Registration #001271025Postcode2099
ACFI3170 Taxation in AustraliaBachelor Of CommerceLEGL1001 Foundations of lawGraduate Diploma of Chartered Accounting
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
Is this you? Claim this listing →
📍 Suite 301/7 Oaks Ave, Dee Why NSW 2099
ExperienceSince 2018 (8 years)Registration #001270071Postcode2099
Bachelor of EconomicsFinancial Planning CertificateDiploma of Financial PlanningCertified Financial Planner
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 9 Park St, Coorparoo QLD 4151
ExperienceSince 2025 (1 years)Registration #001306268Postcode2099
Bachelor of CommerceDiploma of Financial PlanningGraduate Diploma in Financial Planning
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
Is this you? Claim this listing →
📍 Aurora Place, Level 10/88 Phillip St, Sydney NSW 2000
Registration #001317830Postcode2099
Bachelor of Commerce (Major in Accounting)Graduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
Is this you? Claim this listing →
Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Dee Why, New South Wales appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Dee Why, New South Wales offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.