How to choose a financial adviser
When choosing a financial adviser in Epping, New South Wales, start with three checks: confirm their ASIC registration is current, review their listed qualifications (Diploma of Financial Planning is the entry-level standard; CFP® and similar designations indicate further study), and read their Financial Services Guide before any meeting. Most advisers in this region operate under an Australian Financial Services Licence (AFSL) granted to a licensee — that licensee is named on each listing. The licensee carries professional indemnity insurance and is the entity you would contact through external dispute resolution (AFCA) if a complaint arose. Initial consultations are usually free; ongoing fees apply once you sign a Statement of Advice covering the agreed strategy.
📍 Suite 3, Level 6/51 Rawson St, Epping NSW 2121
ExperienceSince 1993 (33 years)Registration #000270324Postcode2121
Bachelor of Business (Finance & Economics)Diploma of Financial PlanningCertified Financial PlannerFoundation DFP
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Level 6/71 Queens Rd, Melbourne VIC 3004
ExperienceSince 1994 (32 years)Registration #000253576Postcode2121
Bachelor of ScienceGraduate Diploma in Applied EconomicsDiploma of Financial Services (Financial Planning)Self Managed Superannuation Funds
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 11/45 Clarence St, Sydney NSW 2000
ExperienceSince 2004 (22 years)Registration #001003237Postcode2121
Bachelor of ScienceMaster of Business Administration928S Margin LendingSelf-Managed Superannuation Funds
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 11/45 Clarence St, Sydney NSW 2000
ExperienceSince 2005 (21 years)Registration #000295179Postcode2121
Bachelor of Business (Finance)Diploma of Financial Services (Financial Planning)Advanced Diploma of Financial Services (Financial Planning)Margin Lending and Geared Investments
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Office: Suite 17, Level 2/27 Hunter St, Parramatta NSW 2150
ExperienceSince 2006 (20 years)Registration #000306668Postcode2121
Bachelor of CommerceGraduate Diploma of Financial PlanningFPC002BCFP - Certified Financial Planner (FPA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 3, Level 6/51 Rawson St, Epping NSW 2121
ExperienceSince 2010 (16 years)Registration #000392576Postcode2121
Bachelor of International BusinessBachelor of SpainishMaster of International Business AdministrationDiploma of Financial Services (Financial Planning)
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Suite 3, Level 6/51 Rawson St, Epping NSW 2121
ExperienceSince 2013 (13 years)Registration #000447932Postcode2121
Bachelor of CommerceFinancial Services (Financial Planning)Margin LendingEthics & Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 suite 1 level 20/555 Collins St, Melbourne VIC 3000
ExperienceSince 2016 (10 years)Registration #001250293Postcode2121
Master of Business in Banking and FinanceMaster of Commerce (Accounting)FNS50611 Diploma of Financial PlanningGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 91 Hannell St, Wickham NSW 2293
ExperienceSince 2018 (8 years)Registration #001269929Postcode2121
Bachelor of EconomicsProfessional YearStatement of Attainment Superannuation and Self Managed Superannuation FundsDiploma of Financial Planning
SuperannuationLife InsuranceLife Investment
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Epping, New South Wales appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Epping, New South Wales offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.