Verifying registration and authorisations
Every financial adviser shown for Nelson Bay, New South Wales is sourced from the ASIC Financial Advisers Register, the only authoritative source of licensed advisers in Australia. Each entry includes the adviser's registration number, primary qualifications, the products they're authorised to advise on (superannuation, life insurance, securities, derivatives), and the licensee they operate under. Advisers must meet professional standards set by ASIC and complete the FASEA exam. Registration status changes can be verified at any time through MoneySmart's professional registers tool. Tax (financial) advice authorisation, granted separately by the Tax Practitioners Board, is shown where applicable — only advisers cleared by the TPB can charge for tax-related strategies. Listing on this directory is not an endorsement; it reflects what the public ASIC register shows on the date of last refresh.
📍 level 8/309/315 George St, Sydney NSW 2000
ExperienceSince 1983 (43 years)Registration #000239268Postcode2315
Diploma of Financial Services (Financial Planning)Super Concepts & ICFS Specialist SMSF CourseFinancial Advice Association of Australia (FAAA)SMSF Association
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 Level 5/55 Phillip St, Parramatta NSW 2150
ExperienceSince 1991 (35 years)Registration #000246078Postcode2315
Certified Financial PlannerFinancial Advice Association of Australia (FAAA)Mortgage and Finance Association of Australia (MFAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 level 8/309/315 George St, Sydney NSW 2000
ExperienceSince 1999 (27 years)Registration #000457680Postcode2315
Diploma of Financial PlanningCavendish & ICFS Specialist SMSF CourseMargin LendingAdvanced Aged Care
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 level 8/309/315 George St, Sydney NSW 2000
ExperienceSince 1999 (27 years)Registration #000239310Postcode2315
Diploma of Financial Planning (8 units)ASX Accredited Listed Products Adviser ProgramSpecialist SMSF CourseGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesRSA Products
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📍 Unit 2/12B Teramby Rd, Nelson Bay NSW 2315
ExperienceSince 2005 (21 years)Registration #000313653Postcode2315
Bachelor of Business (Financial Planning Major)Graduate Diploma of Applied FinanceCertified Financial PlannerFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 level 24/300 Barangaroo Ave, Barangaroo NSW 2000
ExperienceSince 2006 (20 years)Registration #000320154Postcode2315
Bachelor of BusinessDiploma of Financial Services (Financial Planning)Advanced Diploma of Financial Services (Financial Planning)Statement of Attainment
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 level 8/309/315 George St, Sydney NSW 2000
ExperienceSince 2016 (10 years)Registration #001242811Postcode2315
Diploma of Financial Services (Financial Planning)Advanced Diploma of Financial Services (Financial Planning)Accredited Listed Product Adviser ProgramMaster of Applied Finance
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 Level 6/71 Queens Rd, Melbourne VIC 3004
ExperienceSince 2016 (10 years)Registration #001238976Postcode2315
Bachelor of CommerceDiploma of Financial PlanningSelf Managed Superannuation FundsGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Unit 2/12B Teramby Rd, Nelson Bay NSW 2315
ExperienceSince 2017 (9 years)Registration #001260908Postcode2315
Bachelor of CommerceAdvanced Diploma of Financial PlanningSelf Managed Superannuation Fund accreditationMaster of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 level 8/309/315 George St, Sydney NSW 2000
ExperienceSince 2023 (3 years)Registration #001296531Postcode2315
Graduate Diploma of Financial PlanningSelf-Managed Superannuation Funds Course (FPE016)
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 level 8/309/315 George St, Sydney NSW 2000
Registration #001314330Postcode2315
Bachelor of Social ScienceGraduate Diploma of Financial Planning
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Nelson Bay, New South Wales appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Nelson Bay, New South Wales offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.