What to expect from the engagement
Engaging a financial adviser for Neutral Bay, New South Wales follows a regulated process designed to protect retail clients. After an initial fact-find meeting, the adviser issues a Statement of Advice (SoA) — a written document explaining the strategy, products recommended, fees and any conflicts of interest. You are not committed until you sign it. All advisers must act in your best interests under the Corporations Act, and any commissions or referral payments must be disclosed in the SoA. If the advice does not appear to meet that standard, the Australian Financial Complaints Authority (AFCA) handles complaints free of charge for consumers. Personal advice — the kind tailored to your circumstances — always requires an SoA; general advice does not.
📍 Riverside Centre, Level 29/123 Eagle St, Brisbane City QLD 4000
ExperienceSince 1998 (28 years)Registration #000259125Postcode2089
Bachelor of EconomicsSecurities Institute DiplomaEthics and Professional RelationshipsCPA Australia (CPA)
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Australia, New South Wales, Sydney, Market St, Suite 4, Level 24
ExperienceSince 2004 (22 years)Registration #000283596Postcode2089
Bachelor of Economics (Economics and Marketing)Diploma of Financial Services (Financial Planning)Margin Lending and Geared InvestmentsSelf Managed Superannunation Funds
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 202/40 Yeo St, Neutral Bay NSW 2089
ExperienceSince 2004 (22 years)Registration #000309021Postcode2089
Bachelor Of CommerceGraduate Diploma in Financial PlanningMargin Lending and Geared InvestmentsSelf Managed Superannuation Funds
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 11/45 Clarence St, Sydney NSW 2000
ExperienceSince 2006 (20 years)Registration #000318407Postcode2089
Diploma of Financial Services (Financial Planning)FNS40804 Certificate IV in Financial Services (Finance/Mortgage Broking)Advanced Diploma of Financial PlanningAccredited Listed Product Adviser Program
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 9/9-11 Grosvenor St, Neutral Bay NSW 2000
ExperienceSince 2007 (19 years)Registration #000412674Postcode2089
DiplomaDiplomaAdvanced DiplomaGraduate Diploma
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 9/9-11 Grosvenor St, Neutral Bay NSW 2000
ExperienceSince 2009 (17 years)Registration #000343147Postcode2089
Advanced Diploma of Financial Services (Financial Planning)Margin Lending and Geared InvestmentsSelf Managed Superannuation FundsMaster of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 9/9-11 Grosvenor St, Neutral Bay NSW 2000
ExperienceSince 2009 (17 years)Registration #000343147Postcode2000
Advanced Diploma of Financial Services (Financial Planning)Margin Lending and Geared InvestmentsSelf Managed Superannuation FundsMaster of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 2/406 Collins St, Melbourne VIC 3000
ExperienceSince 2010 (16 years)Registration #001003721Postcode2089
DiplomaCertificateCommercial LawTax for Financial Advising
SuperannuationLife InsuranceLife Investment
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📍 9/9-11 Grosvenor St, Neutral Bay NSW 2000
ExperienceSince 2010 (16 years)Registration #000411020Postcode2089
Master of Business AdministrationRG146 Margin LendingRG146 Self-Managed Superannuation FundTier 1 Derivatives
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 suite 12/5/7 Ross St, Parramatta NSW 2150
ExperienceSince 2013 (13 years)Registration #000462420Postcode2089
Bachelor of Business Major in Accounting, Finance & EconomicsMaster of CommerceDiploma of Financial PlanningCertificate lV in Finance and Mortgage Broking
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 202/40 Yeo St, Neutral Bay NSW 2089
ExperienceSince 2014 (12 years)Registration #001000845Postcode2089
Bachelor of Commerce (Accountancy)Bachelor of Commerce (Accountancy)Diploma of Financial PlanningAdvanced Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 202/40 Yeo St, Neutral Bay NSW 2089
ExperienceSince 2015 (11 years)Registration #001000565Postcode2089
Diploma in Financial PlanningGraduate Diploma of Financial Planning
SuperannuationLife Insurance
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📍 202/40 Yeo St, Neutral Bay NSW 2089
ExperienceSince 2016 (10 years)Registration #001249056Postcode2089
Bachelor of Business and Commerce (Applied Finance)Bachelor of Business and Commerce (Applied Finance)Diploma of Financial PlanningSelf Managed Super Fund
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 233-237 Military Rd, Cremorne NSW 2090
ExperienceSince 2016 (10 years)Registration #001241409Postcode2089
Graduate Certificate in Applied FinanceGraduate Diploma of Financial PlanningSMSF AccreditationEthics and Professionalism in Financial Advice FPC002B
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 233-237 Military Rd, Cremorne NSW 2090
ExperienceSince 2018 (8 years)Registration #001268049Postcode2089
Bachelor of CommerceDiploma of Financial PlanningEconomic and Legal Context for Financial Planning FPC001BTaxation for Financial Planning FPC006
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 202/40 Yeo St, Neutral Bay NSW 2089
ExperienceSince 2022 (4 years)Registration #001280230Postcode2089
Bachelor of BusinessBachelor of Commerce (Finance and Financial Planning)FPC002B Ethics and Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Riverside Centre, Level 29/123 Eagle St, Brisbane City QLD 4000
ExperienceSince 2023 (3 years)Registration #001299550Postcode2089
Bachelor of BusinessGraduate Diploma in Financial Planning
SuperannuationSecuritiesGovernment Debentures
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📍 Level 11/45 Clarence St, Sydney NSW 2000
Registration #001316478Postcode2089
Graduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Neutral Bay, New South Wales appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Neutral Bay, New South Wales offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.