How to choose a financial adviser
When choosing a financial adviser in Pymble, New South Wales, start with three checks: confirm their ASIC registration is current, review their listed qualifications (Diploma of Financial Planning is the entry-level standard; CFP® and similar designations indicate further study), and read their Financial Services Guide before any meeting. Most advisers in this region operate under an Australian Financial Services Licence (AFSL) granted to a licensee — that licensee is named on each listing. The licensee carries professional indemnity insurance and is the entity you would contact through external dispute resolution (AFCA) if a complaint arose. Initial consultations are usually free; ongoing fees apply once you sign a Statement of Advice covering the agreed strategy.
📍 Suite 4 Ground Floor/25 Ryde Rd, Pymble NSW 2073
ExperienceSince 1990 (36 years)Registration #000309384Postcode2073
Diploma of Financial PlanningCertified Financial PlannerEthics and Professionalism in Financial AdviceFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 4/53 Grandview St, Pymble NSW 2073
ExperienceSince 1994 (32 years)Registration #000260960Postcode2073
Bachelor of EconomicsMaster of Business (Applied Finance)CFPFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 4 Ground Floor/25 Ryde Rd, Pymble NSW 2073
ExperienceSince 1996 (30 years)Registration #000309385Postcode2073
Master of Commerce (Financial Planning)Ethics and Professionalism in Financial AdviceFASEA ExamFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 level 9/88 Pitt St, Sydney NSW 2000
ExperienceSince 2003 (23 years)Registration #001003100Postcode2073
Bachelor of Business (Human Resource Management)Advanced Diploma of Financial Services (Financial Planning) FNB604025 unit CFP Certification ProgramProfessional Diploma in Stockbroking
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 4 Ground Floor/25 Ryde Rd, Pymble NSW 2073
ExperienceSince 2004 (22 years)Registration #000322741Postcode2073
Diploma of Financial ServicesEthics and Professionalism in Financial AdviceFASEA ExamGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 level 9/88 Pitt St, Sydney NSW 2000
ExperienceSince 2008 (18 years)Registration #001007269Postcode2073
Bachelor of BusinessDiploma of Financial Services (Financial Planning)CFP - Certified Financial Planner (FPA)Financial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 57, MLC Centre, 19-29 Martin Pl, Sydney NSW 2000
ExperienceSince 2010 (16 years)Registration #000380001Postcode2073
Bachelor Applied Finance and Commerce-MarketingDip Financial PlanningInstitute of Chartered AccountantsEthics and Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 level 9/88 Pitt St, Sydney NSW 2000
ExperienceSince 2014 (12 years)Registration #001232754Postcode2073
Bachelor of Business (Finance)Diploma of Financial PlanningCertificate IV in Finance and Mortgage BrokingAdvanced Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesRSA Products
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📍 57, MLC Centre, 19-29 Martin Pl, Sydney NSW 2000
ExperienceSince 2014 (12 years)Registration #000464556Postcode2073
Bachelor of BusinessDiploma of Financial ServicesInstitute of Chartered AccountantsTax (Financial) Adviser
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 level 9/88 Pitt St, Sydney NSW 2000
ExperienceSince 2024 (2 years)Registration #001286070Postcode2073
Masters of Financial PlanningEthics and Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Pymble, New South Wales appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Pymble, New South Wales offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.