What to expect from the engagement
Engaging a financial adviser for Helensvale, Queensland follows a regulated process designed to protect retail clients. After an initial fact-find meeting, the adviser issues a Statement of Advice (SoA) — a written document explaining the strategy, products recommended, fees and any conflicts of interest. You are not committed until you sign it. All advisers must act in your best interests under the Corporations Act, and any commissions or referral payments must be disclosed in the SoA. If the advice does not appear to meet that standard, the Australian Financial Complaints Authority (AFCA) handles complaints free of charge for consumers. Personal advice — the kind tailored to your circumstances — always requires an SoA; general advice does not.
📍 level 8/309/315 George St, Sydney NSW 2000
ExperienceSince 1992 (34 years)Registration #000294110Postcode4212
Diploma in Financial Markets (8 units)Diploma of Financial Services (Financial Planning)Margin Lending and Geared Investments CourseAccredited Listed Product Adviser Program
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 1/607 Bourke St, Melbourne VIC 3000
ExperienceSince 2001 (25 years)Registration #001239397Postcode4212
Certified Financial Planner (CFP)Accredited Listed Product Adviser ProgramMargin Lending Adviser (Personal Advice)Self Managed Superannuation Funds
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 5/95 Pitt St, Sydney NSW 2000
ExperienceSince 2007 (19 years)Registration #001310267Postcode4212
Bachelor of Business Science in the special field of FinancePostgraduate Diploma in Financial PlanningFPC002B Ethics and Professionalism in Financial Advice.FPC007B Client Engagement Skills
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 7/5 Queens Rd, Melbourne VIC 3004
ExperienceSince 2014 (12 years)Registration #001002739Postcode4212
Securities and Managed InvestmentsAdvanced Diploma of Financial PlanningEthics and Professionalism in Financial AdviceGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Helensvale Plaza, Shop 7B/12 Sir John Overall Dr, Helensvale QLD 4212
ExperienceSince 2016 (10 years)Registration #001242091Postcode4212
Bachelor of EconomicsDiploma of Financial PlanningFPC001B Economic and Legal Context for Financial PlanningFPC002B Ethics and Professionalism in Financial Advice
Self-Managed Super (SMSF)
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📍 level 24/300 Barangaroo Ave, Barangaroo NSW 2000
ExperienceSince 2017 (9 years)Registration #001260393Postcode4212
Graduate Certificate in Financial PlanningBachelor of CommerceMargin LendingSuperConcepts Specialist SMSF Online Learning Modules
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 12 Millaroo Dr, Helensvale QLD 4212
ExperienceSince 2018 (8 years)Registration #001273194Postcode4212
Diploma of Financial PlanningSelf Managed Super FundDiploma Of AccountingAdvanced Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 4/125 Flinders Ln, Melbourne VIC 3000
ExperienceSince 2018 (8 years)Registration #001262077Postcode4212
Bachelor of Commerce (Marketing Management)Diploma of Financial PlanningPostgraduate Diploma in Financial PlanningGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 57, MLC Centre, 19-29 Martin Pl, Sydney NSW 2000
ExperienceSince 2018 (8 years)Registration #001266462Postcode4210
Diploma of Financial PlanningBachelor of Commerce (Financial Planning)Ethics & Professionalism in Financial AdviceFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Helensvale, Queensland appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Helensvale, Queensland offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.