What to expect from the engagement
Engaging a financial adviser for Mooloolaba, Queensland follows a regulated process designed to protect retail clients. After an initial fact-find meeting, the adviser issues a Statement of Advice (SoA) — a written document explaining the strategy, products recommended, fees and any conflicts of interest. You are not committed until you sign it. All advisers must act in your best interests under the Corporations Act, and any commissions or referral payments must be disclosed in the SoA. If the advice does not appear to meet that standard, the Australian Financial Complaints Authority (AFCA) handles complaints free of charge for consumers. Personal advice — the kind tailored to your circumstances — always requires an SoA; general advice does not.
📍 Shop 2/635 Pacific Hwy, Belmont NSW 2280
ExperienceSince 1991 (35 years)Registration #000250452Postcode4557
Entry level Competencies for financial services professionalDFP 2 & 4Investment Planning 1Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentRSA Products
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📍 10/122 Arthur St, North Sydney NSW 2060
ExperienceSince 1997 (29 years)Registration #000231082Postcode4557
Bachelor of CommerceDiploma of Financial PlanningFinancial Advice Association of Australia (FAAA)
SuperannuationLife InvestmentRSA Products
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📍 2/45 Brisbane Rd, Mooloolaba QLD 4557
ExperienceSince 1997 (29 years)Registration #000231824Postcode4557
Bachelor of BusinessDiploma of Financial PlanningGraduate Diploma of Financial PlanningFPC002B Ethics and Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 2/45 Brisbane Rd, Mooloolaba QLD 4557
ExperienceSince 2002 (24 years)Registration #000231823Postcode4557
Bachelor of BusinessGraduate Diploma in Financial PlanningFPC002B Ethics and Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 3/54 Jephson St, Toowong QLD 4066
ExperienceSince 2009 (17 years)Registration #000336473Postcode4557
Life InsuranceSuperannuation and Retirement PlanningEthics and Professionalism in Financial AdviceGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 243 Bay St, Brighton VIC 3186
ExperienceSince 2011 (15 years)Registration #000341008Postcode4557
Bachelor of Business (Financial Planning)Master of FinanceFPC002B Ethics and Professionalism in Financial AdviceFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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ExperienceSince 2013 (13 years)Registration #000451757Postcode4557
Bachelor of Business MarketingSelf Managed Superannuation FundsFinancial PlanningAdvanced Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 level 8/309/315 George St, Sydney NSW 2000
ExperienceSince 2015 (11 years)Registration #001235451Postcode4557
Advanced Diploma of Financial PlanningBachelor of Business (Management & Human Resource Management)Diploma of Financial PlanningSecurities and Managed Investments Course (DFP4)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 level 8/309/315 George St, Sydney NSW 2000
ExperienceSince 2018 (8 years)Registration #001272882Postcode4557
TASA and the TPB Code of Professional ConductBachelor of Commerce (Financial Planning)Bachelor of Business (Management)Ethics and Professionalism in Financial Advice Course (FPC002b)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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ExperienceSince 2022 (4 years)Registration #001292117Postcode4557
Bachelor of Commerce (Financial Planning)Ethics and Professionalism in Financial AdviceSelf Managed Superannuation Funds
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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ExperienceSince 2025 (1 years)Registration #001310539Postcode4557
Bachelor of Commerce (Accounting & Fin Planning)Ethics and Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 2/45 Brisbane Rd, Mooloolaba QLD 4557
Registration #001318812Postcode4557
Bachelor of Business (Economics and Finance)Graduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Mooloolaba, Queensland appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Mooloolaba, Queensland offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.