What to expect from the engagement
Engaging a financial adviser for Palm Beach, Queensland follows a regulated process designed to protect retail clients. After an initial fact-find meeting, the adviser issues a Statement of Advice (SoA) — a written document explaining the strategy, products recommended, fees and any conflicts of interest. You are not committed until you sign it. All advisers must act in your best interests under the Corporations Act, and any commissions or referral payments must be disclosed in the SoA. If the advice does not appear to meet that standard, the Australian Financial Complaints Authority (AFCA) handles complaints free of charge for consumers. Personal advice — the kind tailored to your circumstances — always requires an SoA; general advice does not.
ExperienceSince 1990 (36 years)Registration #001007002Postcode4221
Graduate Diploma in Applied Finance and Investmentsprofessional diploma in stockbroking
SecuritiesDerivatives
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📍 Unit 8/10 Philippine Parade, Palm Beach QLD 4221
ExperienceSince 2003 (23 years)Registration #000244846Postcode4221
Certificate IV in Business (Marketing)Diploma of Financial Services (Financial Planning)Advanced Diploma of Financial Services (Financial Planning)SMSF Specialist
SuperannuationLife InsuranceLife InvestmentSecurities
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📍 Unit 8/10 Philippine Parade, Palm Beach QLD 4221
ExperienceSince 2007 (19 years)Registration #000295767Postcode4221
Bachelor of BusinessBachelor of Psychology with honoursDiploma of Financial Services (Financial Planning)Advanced Diploma of Financial Services (Financial Planning)
SuperannuationLife InsuranceLife InvestmentSecurities
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📍 Level 4/125 Flinders Ln, Melbourne VIC 3000
ExperienceSince 2008 (18 years)Registration #000332889Postcode4221
Diploma of Financial Services (Financial Planning)RG146 Self-managed Superannuation FundsGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 5/2 Fortune St, Coomera QLD 4209
ExperienceSince 2014 (12 years)Registration #001003211Postcode4221
Advanced Diploma of Financial PlanningDiploma of Financial PlanningPrinciples in Self Managed Superannuation FundsGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Unit 8/10 Philippine Parade, Palm Beach QLD 4221
ExperienceSince 2015 (11 years)Registration #001236910Postcode4221
Bachelor of CommerceDiploma for Graduates Endorsed in AccountingDiploma of Financial PlanningSMSF Specialist Accreditation
SuperannuationLife InsuranceLife InvestmentSecurities
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📍 Level 31, Suite 2, Angel Place, 123 Pitt St, Sydney NSW 2000
ExperienceSince 2018 (8 years)Registration #001263074Postcode4221
Postgraduate Diploma in Financial PlanningAdvanced Postgraduate Diploma in Financial PlanningBachelor of Commerce (BComm)Diploma of Financial Planning (FNS50615)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 l3/223 Liverpool St, Darlinghurst NSW 2010
ExperienceSince 2018 (8 years)Registration #001272789Postcode4221
Bachelor of BusinessCertified Practising Accountant (CPA)Diploma of Financial PlanningEthics and Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 31, Suite 2, Angel Place, 123 Pitt St, Sydney NSW 2000
ExperienceSince 2023 (3 years)Registration #001296202Postcode4221
Bachelor of Business (Finance & Management)Master of Financial PlanningAccredited Derivatives Adviser Level 1 (ADA 1)Financial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 31, Suite 2, Angel Place, 123 Pitt St, Sydney NSW 2000
ExperienceSince 2024 (2 years)Registration #001304149Postcode4221
Bachelor of CommerceGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Palm Beach, Queensland appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Palm Beach, Queensland offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.