Verifying registration and authorisations
Every financial adviser shown for Rockhampton City, Queensland is sourced from the ASIC Financial Advisers Register, the only authoritative source of licensed advisers in Australia. Each entry includes the adviser's registration number, primary qualifications, the products they're authorised to advise on (superannuation, life insurance, securities, derivatives), and the licensee they operate under. Advisers must meet professional standards set by ASIC and complete the FASEA exam. Registration status changes can be verified at any time through MoneySmart's professional registers tool. Tax (financial) advice authorisation, granted separately by the Tax Practitioners Board, is shown where applicable — only advisers cleared by the TPB can charge for tax-related strategies. Listing on this directory is not an endorsement; it reflects what the public ASIC register shows on the date of last refresh.
📍 L 11/45 Clarence St, Sydney NSW 2000
ExperienceSince 2000 (26 years)Registration #000276791Postcode4700
Diploma of Financial Services (Financial Planning)Financial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 243 Bay St, Brighton VIC 3186
ExperienceSince 2003 (23 years)Registration #001272866Postcode4700
Diploma of Financial PlanningSelf Managed Superannuation Fund Adviser (Personal Advice)Accredited Listed Product Adviser (ALPA)Graduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Capricornia Electricity Centre, Alma St & Fitzroy Street, Rockhampton QLD 4700
ExperienceSince 2008 (18 years)Registration #001002108Postcode4700
Bachelor of Business (Accounting)Diploma of Financial Services (Financial Planning)Advanced Diploma of Financial Services (Financial Planning)Life Risk Specialist
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 166 Quay St, Rockhampton QLD 4700
ExperienceSince 2010 (16 years)Registration #000420275Postcode4700
Advanced DiplomaGraduate Diploma of Financial PlanningFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 243 Bay St, Brighton VIC 3186
ExperienceSince 2016 (10 years)Registration #001242451Postcode4700
Bachelor of Financial PlanningAccredited Listed Product Adviser (ALPA)Ethics and Professionalism in Financial AdviceFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 11/45 Clarence St, Sydney NSW 2000
ExperienceSince 2018 (8 years)Registration #001267096Postcode4700
Bachelor of International BusinessDiploma of Financial Services (Financial Planning)RG146 Licensing Compliance: Self-Managed Superannuation FundsGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 11/60 Carrington St, Sydney NSW 2000
ExperienceSince 2023 (3 years)Registration #001297699Postcode4700
Graduate Diploma of Financial PlanningMaster of Financial PlanningFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Capricornia Electricity Centre, Alma St & Fitzroy Street, Rockhampton QLD 4700
ExperienceSince 2023 (3 years)Registration #001296044Postcode4700
Bachelor of BusinessGraduate Diploma of Financial PlanningCertified Financial PlannerMaster of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 166 Quay St, Rockhampton QLD 4700
ExperienceSince 2024 (2 years)Registration #001307370Postcode4700
Graduate Diploma of Financial PlanningMaster of Financial PlanningChartered Financial Analyst Institute (CFA Institute)Financial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Capricornia Electricity Centre, Alma St & Fitzroy Street, Rockhampton QLD 4700
ExperienceSince 2025 (1 years)Registration #001310381Postcode4700
Graduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 166 Quay St, Rockhampton QLD 4700
ExperienceSince 2025 (1 years)Registration #001310372Postcode4700
Graduate Diploma of Financial PlanningFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 168 Parry St, Newcastle NSW 2302
Registration #001319550Postcode4700
Graduate Diploma of Financial PlanningFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife Investment
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Rockhampton City, Queensland appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Rockhampton City, Queensland offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.