Verifying registration and authorisations
Every financial adviser shown for Ascot Vale, Victoria is sourced from the ASIC Financial Advisers Register, the only authoritative source of licensed advisers in Australia. Each entry includes the adviser's registration number, primary qualifications, the products they're authorised to advise on (superannuation, life insurance, securities, derivatives), and the licensee they operate under. Advisers must meet professional standards set by ASIC and complete the FASEA exam. Registration status changes can be verified at any time through MoneySmart's professional registers tool. Tax (financial) advice authorisation, granted separately by the Tax Practitioners Board, is shown where applicable — only advisers cleared by the TPB can charge for tax-related strategies. Listing on this directory is not an endorsement; it reflects what the public ASIC register shows on the date of last refresh.
📍 Suite 11/409 New South Head Rd, Double Bay NSW 2028
ExperienceSince 2000 (26 years)Registration #000428687Postcode3032
Bachelor of Business (Financial Planning)Margin Lending and Geared InvestmentsSelf Managed Superannuation FundsASX Listed Product Accreditation Course (LPAC)
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Level 1/607 Bourke St, Melbourne VIC 3000
ExperienceSince 2000 (26 years)Registration #001003987Postcode3032
Bachelor of BusinessDiploma of Financial PlanningDiploma of Financial Services (Financial Planning)Certified Financial Planner
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 11/409 New South Head Rd, Double Bay NSW 2028
ExperienceSince 2003 (23 years)Registration #000407824Postcode3032
Self Managed Superannuation FundsMargin Lending and Geared Investments
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Suite 11/409 New South Head Rd, Double Bay NSW 2028
ExperienceSince 2003 (23 years)Registration #000242202Postcode3032
Bachelor of BusinessCertified Practising Accountant (CPA)Margin Lending and Geared InvestmentsSelf Managed Superannuation Funds
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Suite 11/409 New South Head Rd, Double Bay NSW 2028
ExperienceSince 2005 (21 years)Registration #000440114Postcode3032
Bachelor of Business (Economics and Finance)Certified Financial PlannerFPC002B Ethics and Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 50 Borthwick Ave, Murarrie QLD 4172
ExperienceSince 2007 (19 years)Registration #001008463Postcode3032
Graduate Diploma of Applied Finance and InvestmentGraduate Diploma of Financial PlanningCertified Financial PlannerProvide Advice in Self Managed Superannuation Funds
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 3/30 Hickson Rd, Millers Point NSW 2000
ExperienceSince 2008 (18 years)Registration #000328106Postcode3032
Bachelor of Commerce (Accounting & Financial Planning)Certified Financial Planner (CFP)RG146 Margin LendingEthics and Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 3/30 Hickson Rd, Millers Point NSW 2000
ExperienceSince 2013 (13 years)Registration #000391967Postcode3032
Bachelor of Behavioural Science (Psychology)Diploma of Financial Planning FNS50804Advanced Diploma of Financial Planning5 unit CFP Certification Program
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 11/409 New South Head Rd, Double Bay NSW 2028
ExperienceSince 2013 (13 years)Registration #000443251Postcode3032
Bachelor of Business (Economics and Finance)Advanced Diploma of Financial PlanningASX Listed Product Accreditation Course (LPAC)Self Managed Superannuation Funds
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 2/115 Pitt St, Sydney NSW 2000
ExperienceSince 2017 (9 years)Registration #001259898Postcode3032
Bachelor of Business (Accounting)Master of Business (Accounting)Certified Practicing Accountant (CPA)Advising in SMSFs
Superannuation
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📍 L10/60 York St, Sydney NSW 2000
ExperienceSince 2018 (8 years)Registration #001270934Postcode3032
Bachelor of Business (AccountancyDiploma of Financial PlanningAdvanced Diploma of Financial PlanningSecurities and Managed Investments
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 11/409 New South Head Rd, Double Bay NSW 2028
ExperienceSince 2022 (4 years)Registration #001293040Postcode3032
Certificate IV in Financial ServicesDiploma of Financial PlanningGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 11/409 New South Head Rd, Double Bay NSW 2028
ExperienceSince 2024 (2 years)Registration #001303763Postcode3032
Diploma of Financial PlanningBachelor of Business (Financial Planning)
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 3/30 Hickson Rd, Millers Point NSW 2000
Registration #001311313Postcode3032
Master of Science in Economic Management and PolicyMaster of Business AdministrationMaster of MarketingGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentRSA Products
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Ascot Vale, Victoria appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Ascot Vale, Victoria offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.