What to expect from the engagement
Engaging a financial adviser for Croydon, Victoria follows a regulated process designed to protect retail clients. After an initial fact-find meeting, the adviser issues a Statement of Advice (SoA) — a written document explaining the strategy, products recommended, fees and any conflicts of interest. You are not committed until you sign it. All advisers must act in your best interests under the Corporations Act, and any commissions or referral payments must be disclosed in the SoA. If the advice does not appear to meet that standard, the Australian Financial Complaints Authority (AFCA) handles complaints free of charge for consumers. Personal advice — the kind tailored to your circumstances — always requires an SoA; general advice does not.
📍 Level 12/20 Hunter St, Sydney NSW 2000
ExperienceSince 2001 (25 years)Registration #000232696Postcode3136
Diploma of Financial PlanningCertified Financial PlannerMargin Lending and Geared InvestmentsLife Risk Specialist Accreditation
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 Suite 11/409 New South Head Rd, Double Bay NSW 2028
ExperienceSince 2002 (24 years)Registration #000249787Postcode3136
Diploma of Financial Services (Financial Planning)Margin LendingFPC008 Investment Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Office 2/1 Railway Cres, Croydon VIC 3136
ExperienceSince 2002 (24 years)Registration #000289749Postcode3136
Bachelor of Commerce/ArtsGraduate Diploma of Financial PlanningCertified Financial PlannerEthics and Professionalism
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Office 2/1 Railway Cres, Croydon VIC 3136
ExperienceSince 2002 (24 years)Registration #000271263Postcode3136
Diploma of Financial PlanningCertified Financial PlannerEthics and ProfessionalismGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 9 Park St, Coorparoo QLD 4151
ExperienceSince 2005 (21 years)Registration #001003824Postcode3136
Bachelor of Commerce (Economics and Financial Planning)
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 Level 5/95 Pitt St, Sydney NSW 2000
ExperienceSince 2010 (16 years)Registration #000331941Postcode3136
Bachelor of Business (Accounting & Commercial Law)Diploma of Financial PlanningDiploma of Finance & Mortgage Broking ManagementCPA Australia (CPA)
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 Office 2/1 Railway Cres, Croydon VIC 3136
ExperienceSince 2010 (16 years)Registration #001000072Postcode3136
Bachelor of CommerceDiploma of Financial Services (Financial Planning)Advanced Diploma of Financial Services (Financial Planning)Margin Lending
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Office 2/1 Railway Cres, Croydon VIC 3136
ExperienceSince 2013 (13 years)Registration #000443689Postcode3136
Bachelor of Commerce (Financial Planning & Finance)Certificate IV in Finance & Mortgage BrokingDiploma of Finance and Mortgage BrokingEthics and Professionalism
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Office 2/1 Railway Cres, Croydon VIC 3136
ExperienceSince 2016 (10 years)Registration #001247656Postcode3136
Bachelor of BusinessMaster of Financial AnalysisDFP5Self Managed Superannuation Fund
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 suite 1 level 20/555 Collins St, Melbourne VIC 3000
ExperienceSince 2016 (10 years)Registration #001242507Postcode3136
Master of Information TechnologyDiploma of Financial Planning FNS50611Advising in SMSFsDFP5v2 Tax for Financial Advising
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 12/20 Hunter St, Sydney NSW 2000
ExperienceSince 2016 (10 years)Registration #001249541Postcode3136
MLC101 Business LawBachelor of CommerceDiploma of Financial Services (Financial Planning)DFP5v2 Tax for Financial Advising
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 suite 1 level 20/555 Collins St, Melbourne VIC 3000
ExperienceSince 2016 (10 years)Registration #001247636Postcode3136
Bachelor of CommerceExecutive Post Graduate Diploma in ManagementFNS50611 Diploma of Financial PlanningFNS60415 Advanced Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 9 Park St, Coorparoo QLD 4151
ExperienceSince 2018 (8 years)Registration #001269525Postcode3136
Bachelor of BusinessDiploma of Financial Planning (DFP1-3)Securities and Managed Investments Program (DFP4)Self Managed Superannuation Funds Course
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Office 2/1 Railway Cres, Croydon VIC 3136
ExperienceSince 2018 (8 years)Registration #001271861Postcode3136
Bachelor of FinanceDFP5v4 Tax for Financial AdvisingSMSFTASACLv2 Commercial Law
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Croydon, Victoria appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Croydon, Victoria offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.