What to expect from the engagement
Engaging a financial adviser for Glen Iris, Victoria follows a regulated process designed to protect retail clients. After an initial fact-find meeting, the adviser issues a Statement of Advice (SoA) — a written document explaining the strategy, products recommended, fees and any conflicts of interest. You are not committed until you sign it. All advisers must act in your best interests under the Corporations Act, and any commissions or referral payments must be disclosed in the SoA. If the advice does not appear to meet that standard, the Australian Financial Complaints Authority (AFCA) handles complaints free of charge for consumers. Personal advice — the kind tailored to your circumstances — always requires an SoA; general advice does not.
📍 Suite 1.01/1 Crescent Rd, Glen Iris VIC 3146
ExperienceSince 1985 (41 years)Registration #000443871Postcode3146
Bachelor of Business (Accounting)Post Graduate Diploma in Applied FinanceMaster of Business AdministrationEthics and Professionalism in Financial Advice
SuperannuationLife InsuranceSecuritiesRSA Products
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📍 Office: Suite 17, Level 2/27 Hunter St, Parramatta NSW 2150
ExperienceSince 1998 (28 years)Registration #001004924Postcode3146
Diploma of Financial PlanningCertificate in Self Managed Super FundsCertified Financial PlannerCertificate IV in Financial Services (Finance/Mortgage Broking)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 4, 2/1 Crescent Rd, Glen Iris VIC 3146
ExperienceSince 2007 (19 years)Registration #000290160Postcode3146
Bachelor of Commerce (Finance & Financial Planning)Graduate Diploma of Applied Finance and InvestmentSelf Managed Superannuation Association of Australia Specialist AccreditationEthics and Professialism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 4, 2/1 Crescent Rd, Glen Iris VIC 3146
ExperienceSince 2008 (18 years)Registration #000322134Postcode3146
Bachelor Of Social ScienceAdvanced Diploma in Financial ServicesGraduate Diploma of Financial PlanningFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 6/68-70 Old Princes Hwy, Beaconsfield VIC 3807
ExperienceSince 2013 (13 years)Registration #000448193Postcode3146
Bachelor of Business (Accounting)Graduate Certificate in ManagementCertificate IV in Small Business Management (NEIS Program)Diploma in Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesRSA Products
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📍 Suite 1.01/1 Crescent Rd, Glen Iris VIC 3146
ExperienceSince 2014 (12 years)Registration #000466048Postcode3146
Bachelor of BusinessDiploma of Financial PlanningRG146 Licensing ComplianceEthics and Professionalism in Financial Advice
SuperannuationLife InsuranceSecuritiesRSA Products
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📍 Suite 1.01/1 Crescent Rd, Glen Iris VIC 3146
ExperienceSince 2016 (10 years)Registration #001239627Postcode3146
Bachelor of Commerce (Economics and Finance)Master of Applied FinanceRG146: Core 1 Securities and Managed InvestmentsAccredited Derivatives Adviser Levels 1/2
SuperannuationLife InsuranceSecuritiesRSA Products
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📍 Suite 1.01/1 Crescent Rd, Glen Iris VIC 3146
ExperienceSince 2025 (1 years)Registration #001295295Postcode3146
Bachelor of FinanceMaster of Applied FinanceGraduate Diploma of Financial PlanningFinancial Services Institute of Australasia (FINSIA)
SuperannuationLife InsuranceSecuritiesRSA Products
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Glen Iris, Victoria appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Glen Iris, Victoria offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.