What to expect from the engagement
Engaging a financial adviser for Hawthorne, Victoria follows a regulated process designed to protect retail clients. After an initial fact-find meeting, the adviser issues a Statement of Advice (SoA) — a written document explaining the strategy, products recommended, fees and any conflicts of interest. You are not committed until you sign it. All advisers must act in your best interests under the Corporations Act, and any commissions or referral payments must be disclosed in the SoA. If the advice does not appear to meet that standard, the Australian Financial Complaints Authority (AFCA) handles complaints free of charge for consumers. Personal advice — the kind tailored to your circumstances — always requires an SoA; general advice does not.
📍 Riverside Centre, Level 29/123 Eagle St, Brisbane City QLD 4000
ExperienceSince 1992 (34 years)Registration #000259380Postcode3122
Bachelor of ArtsBachelor of Business (Banking and Finance)Graduate Diploma in Applied Finance and InvestmentGraduate Diploma in Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Riverside Centre, Level 29/123 Eagle St, Brisbane City QLD 4000
ExperienceSince 1999 (27 years)Registration #000259249Postcode3122
Bachelor of Business (Property)Graduate Diploma of Financial PlanningCertified Financial PlannerEthics and Professional Relationships
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Riverside Centre, Level 29/123 Eagle St, Brisbane City QLD 4000
ExperienceSince 1999 (27 years)Registration #000259367Postcode3122
Bachelor of Business (Business Administration)Post Graduate Diploma of FinanceGraduate Diploma of Applied Finance & InvestmentMargin Lending Accreditation Program
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Riverside Centre, Level 29/123 Eagle St, Brisbane City QLD 4000
ExperienceSince 2000 (26 years)Registration #000282483Postcode3122
Bachelor of Business (Accounting)Certified Practising AccountantCertified Financial PlannerDiploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Riverside Centre, Level 29/123 Eagle St, Brisbane City QLD 4000
ExperienceSince 2001 (25 years)Registration #000344382Postcode3122
Bachelor of CommerceGraduate Diploma of Applied Finance & InvestmentDiploma of Financial PlanningFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Riverside Centre, Level 29/123 Eagle St, Brisbane City QLD 4000
ExperienceSince 2002 (24 years)Registration #000344383Postcode3122
Bachelor of Commerce (Economics & Marketing)Graduate Diploma of Applied Finance & InvestmentDiploma of Financial PlanningEthics for Financial Services
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Riverside Centre, Level 29/123 Eagle St, Brisbane City QLD 4000
ExperienceSince 2005 (21 years)Registration #000332899Postcode3122
Bachelor of BusinessDiploma of Financial Services (Financial Planning)SMSFAdvanced Diploma of Financial Services (Financial Planning)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Riverside Centre, Level 29/123 Eagle St, Brisbane City QLD 4000
ExperienceSince 2010 (16 years)Registration #000343423Postcode3122
Bachelor of EconomicsBachelor of LawsChartered Financial AnalystChartered Financial Analyst Institute (CFA Institute)
SuperannuationSecuritiesDerivativesGovernment Debentures
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📍 Riverside Centre, Level 29/123 Eagle St, Brisbane City QLD 4000
ExperienceSince 2011 (15 years)Registration #000436320Postcode3122
Bachelor of CommerceDiploma of Financial Services (Financial Planning)Margin Lending CourseSelf Managed Superannuation Funds
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Riverside Centre, Level 29/123 Eagle St, Brisbane City QLD 4000
ExperienceSince 2012 (14 years)Registration #000418809Postcode3122
Bachelor of Business (Economics & Finance)Diploma of Financial PlanningCertified Financial PlannerEthics and Professional Relationships
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Riverside Centre, Level 29/123 Eagle St, Brisbane City QLD 4000
ExperienceSince 2013 (13 years)Registration #001006011Postcode3122
Bachelor of ScienceMaster of CommerceDiploma of Financial ServicesSuperannuation & Life Insurance
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Riverside Centre, Level 29/123 Eagle St, Brisbane City QLD 4000
ExperienceSince 2021 (5 years)Registration #001284899Postcode3122
Bachelor of CommerceDiploma of Financial PlanningEthics and Professionalism in Financial AdviceTax for Financial Advising
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Hawthorne, Victoria appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Hawthorne, Victoria offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.