What to expect from the engagement
Engaging a financial adviser for Horsham, Victoria follows a regulated process designed to protect retail clients. After an initial fact-find meeting, the adviser issues a Statement of Advice (SoA) — a written document explaining the strategy, products recommended, fees and any conflicts of interest. You are not committed until you sign it. All advisers must act in your best interests under the Corporations Act, and any commissions or referral payments must be disclosed in the SoA. If the advice does not appear to meet that standard, the Australian Financial Complaints Authority (AFCA) handles complaints free of charge for consumers. Personal advice — the kind tailored to your circumstances — always requires an SoA; general advice does not.
📍 14 Ocallaghans Parade, Horsham VIC 3400
ExperienceSince 1997 (29 years)Registration #000264938Postcode3400
Diploma of Financial PlanningFPC001B Economic & Legal Context for Financial PlanningFPC002B Ethics and Professionalism in Financial AdviceGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 24A Darlot St, Horsham VIC 3400
ExperienceSince 1998 (28 years)Registration #000235974Postcode3400
CFPOtherGraduate Diploma of Financial PlanningFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 Office: Suite 17, Level 2/27 Hunter St, Parramatta NSW 2150
ExperienceSince 2000 (26 years)Registration #000358219Postcode3400
Diploma of Financial PlanningMargin Lending & Geared InvestmentsAU Inhouse AccreditationGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 14 Ocallaghans Parade, Horsham VIC 3400
ExperienceSince 2002 (24 years)Registration #000264949Postcode3400
Advanced Diploma of Financial Services (Financial Planning)FPC001B Economic & Legal Context for Financial PlanningFPC002B Ethics and Professionalism in Financial AdviceFPC007B Client Engagement Skills
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 14 Ocallaghans Parade, Horsham VIC 3400
ExperienceSince 2004 (22 years)Registration #000264965Postcode3400
Advanced Diploma of Financial Services (Financial Planning)FPC001B Economic & Legal Context for Financial PlanningFPC002B Ethics and Professionalism in Financial AdviceFPC007B Client Engagement Skills
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 14 Ocallaghans Parade, Horsham VIC 3400
ExperienceSince 2008 (18 years)Registration #000338142Postcode3400
Advanced Diploma of Financial PlanningFPC001B Economic & Legal Context for Financial PlanningFPC002B Ethics and Professionalism in Financial AdviceFPC007B Client Engagement Skills
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 24A Darlot St, Horsham VIC 3400
ExperienceSince 2013 (13 years)Registration #000433899Postcode3400
Advanced DiplomaFellow Chartered Financial PractitionerGraduate Diploma of Financial PlanningFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 Office: Suite 17, Level 2/27 Hunter St, Parramatta NSW 2150
ExperienceSince 2015 (11 years)Registration #001007576Postcode3400
Diploma of Financial PlanningAdvanced Diploma of Financial PlanningAdvanced Diploma of Financial PlanningDFP5v1 Tax for Financial Advising
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
Is this you? Claim this listing →
📍 29-33 Palmerston Cres, South Melbourne VIC 3205
ExperienceSince 2016 (10 years)Registration #000450308Postcode3400
Bachelor of CommerceCPA ProgramFPC002B Ethics and ProfessionalismCPA Australia (CPA)
Superannuation
Is this you? Claim this listing →
📍 29-33 Palmerston Cres, South Melbourne VIC 3205
ExperienceSince 2016 (10 years)Registration #000445595Postcode3400
Bachelor of BusinessCPA ProgramFPC002B Ethics and Professionalism in Financial AdviceSMSF Specialist Advisor Program
Superannuation
Is this you? Claim this listing →
📍 14 Ocallaghans Parade, Horsham VIC 3400
ExperienceSince 2017 (9 years)Registration #001252527Postcode3400
Diploma of Financial PlanningFPC002B Ethics and Professionalism in Financial AdviceFPC001B Economic & Legal Context for Financial PlanningFPC007B Client Engagement Skills
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 Level 11/45 Clarence St, Sydney NSW 2000
ExperienceSince 2018 (8 years)Registration #001272875Postcode3400
Diploma of Financial PlanningSelf-Managed Superannuation FundsGraduate Diploma of Financial PlanningTASA 2009 and the Code of Professional Conduct Course
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 24A Darlot St, Horsham VIC 3400
ExperienceSince 2018 (8 years)Registration #001262290Postcode3400
Advanced Diploma of Financial PlanningFPC002B Ethics and Professionalism in Financial AdvicePrinciples of Margin LendingPrinciples of Self Managed Superannuation Funds
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 24A Darlot St, Horsham VIC 3400
ExperienceSince 2018 (8 years)Registration #001270413Postcode3400
Diploma of Financial PlanningFPC002B Ethics & Professionalism in Financial AdviceGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 24A Darlot St, Horsham VIC 3400
ExperienceSince 2022 (4 years)Registration #001292710Postcode3400
Bachelor of Business (Accounting)Bachelor of Business (Financial Planning)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 29-33 Palmerston Cres, South Melbourne VIC 3205
ExperienceSince 2022 (4 years)Registration #001292134Postcode3400
Bachelor of Commerce major in Financial Planning (v2)Ethics and Professionalism in Finacial AdviceNational Tax and Accountants Association (NTAA)
Superannuation
Is this you? Claim this listing →
📍 14 Ocallaghans Parade, Horsham VIC 3400
ExperienceSince 2025 (1 years)Registration #001309239Postcode3400
Bachelor of Commerce (Accounting)Graduate Diploma of Financial PlanningCPA Australia (CPA)CPA Australia (CPA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
📍 14 Ocallaghans Parade, Horsham VIC 3400
ExperienceSince 2025 (1 years)Registration #001309239Postcode3400
Bachelor of Commerce (Accounting)Graduate Diploma of Financial PlanningCPA Australia (CPA)CPA Australia (CPA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
Is this you? Claim this listing →
Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Horsham, Victoria appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Horsham, Victoria offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.