How to choose a financial adviser
When choosing a financial adviser in Swan Hill, Victoria, start with three checks: confirm their ASIC registration is current, review their listed qualifications (Diploma of Financial Planning is the entry-level standard; CFP® and similar designations indicate further study), and read their Financial Services Guide before any meeting. Most advisers in this region operate under an Australian Financial Services Licence (AFSL) granted to a licensee — that licensee is named on each listing. The licensee carries professional indemnity insurance and is the entity you would contact through external dispute resolution (AFCA) if a complaint arose. Initial consultations are usually free; ongoing fees apply once you sign a Statement of Advice covering the agreed strategy.
📍 260 Campbell St, Swan Hill VIC 3585
ExperienceSince 1996 (30 years)Registration #000263204Postcode3585
Bachelor of Business (Accounting)Financial Planning CertificateCertified Financial PlannerSelf Managed Superannuation Fund accreditation
SuperannuationLife InsuranceSecuritiesGovernment DebenturesRSA Products
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📍 Suite 13/201 New South Head Rd, Edgecliff NSW 2027
ExperienceSince 2004 (22 years)Registration #000243177Postcode3585
Diploma of Financial PlanningSMSF Specialist Advisor ProgramDiploma of Financial Services (Financial Planning)
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Australia, New South Wales, Sydney, Market St, Suite 4, Level 24
ExperienceSince 2012 (14 years)Registration #000416826Postcode3585
Diploma of Financial Services (Financial Planning)Advanced Diploma of Financial PlanningSelf Managed Superannuation fundsGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 4/3 Loftus St, West Leederville WA 6007
ExperienceSince 2012 (14 years)Registration #000424874Postcode3585
Margin LendingAdvanced Diploma of Financial PlanningSMSF Specialist AdvisorFellow Chartered Financial Practitioner
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 4/3 Loftus St, West Leederville WA 6007
ExperienceSince 2013 (13 years)Registration #000437117Postcode3585
Bachelor of Business (Financial Planning)Diploma of Financial Services (Financial Planning)Ethics and Professionalism in Financial AdviceFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 260 Campbell St, Swan Hill VIC 3585
ExperienceSince 2013 (13 years)Registration #001233895Postcode3585
Bachelor of Commerce (Applied Economics & Finance)Diploma Margin LendingDiploma of Financial PlanningTASA and the TPB Code of Professional Conduct
SuperannuationLife InsuranceSecuritiesGovernment DebenturesRSA Products
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📍 260 Campbell St, Swan Hill VIC 3585
ExperienceSince 2014 (12 years)Registration #000457177Postcode3585
Bachelor of Business (Accounting)Diploma of Financial PlanningCertified Financial Planner (CFP)Ethics & Professionalism in Financial Advice
SuperannuationLife InsuranceSecuritiesGovernment DebenturesRSA Products
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📍 260 Campbell St, Swan Hill VIC 3585
ExperienceSince 2017 (9 years)Registration #001255889Postcode3585
Bachelor of Business (Accounting)SMSF Specialist AdvisorDiploma of Financial PlanningTier 1 Margin Lending- Personal Advice
SuperannuationLife InsuranceSecuritiesGovernment DebenturesRSA Products
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📍 260 Campbell St, Swan Hill VIC 3585
ExperienceSince 2018 (8 years)Registration #001272610Postcode3585
Bachelor of Business (Information Systems)Bachelor of BusinessGraduate Diploma of Chartered Accounting (GradDipCA)Diploma of Financial Planning
SuperannuationLife InsuranceSecuritiesGovernment DebenturesRSA Products
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Swan Hill, Victoria appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Swan Hill, Victoria offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.