Verifying registration and authorisations
Every financial adviser shown for Albany, Western Australia is sourced from the ASIC Financial Advisers Register, the only authoritative source of licensed advisers in Australia. Each entry includes the adviser's registration number, primary qualifications, the products they're authorised to advise on (superannuation, life insurance, securities, derivatives), and the licensee they operate under. Advisers must meet professional standards set by ASIC and complete the FASEA exam. Registration status changes can be verified at any time through MoneySmart's professional registers tool. Tax (financial) advice authorisation, granted separately by the Tax Practitioners Board, is shown where applicable — only advisers cleared by the TPB can charge for tax-related strategies. Listing on this directory is not an endorsement; it reflects what the public ASIC register shows on the date of last refresh.
📍 Level 42/101 Collins St, Melbourne VIC 3000
ExperienceSince 1985 (41 years)Registration #000260116Postcode6330
Diploma of Financial PlanningCertified Financial PlannerTASA and the TPB Code of Professional ConductEthics and Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 42/101 Collins St, Melbourne VIC 3000
ExperienceSince 1989 (37 years)Registration #000260136Postcode6330
Certified Financial PlannerProfessional Diploma in StockbrokingGraduate Diploma in Financial PlanningEthics and Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Level 42/101 Collins St, Melbourne VIC 3000
ExperienceSince 1995 (31 years)Registration #000260130Postcode6330
Bachelor of BusinessDiploma of Financial Planning (partial completion)Margin LendingProfessional Diploma in Stockbroking
SuperannuationSecuritiesGovernment Debentures
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📍 49 Serpentine Rd, Albany WA 6330
ExperienceSince 1995 (31 years)Registration #001000161Postcode6330
Diploma Financial PlanningSelf Managed Superannuation FundsCertificate IV in Financial Services (Bookkeeping)Diploma of Accounting
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Level 42/101 Collins St, Melbourne VIC 3000
ExperienceSince 2001 (25 years)Registration #001006406Postcode6330
Diploma of Financial Services (Financial Planning)ASIC PS146 Compliance (Securities and Managed Investments)Margin LendingProfessional Diploma in Stockbroking
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 6/41 Catalano Cct, Canning Vale WA 6155
ExperienceSince 2002 (24 years)Registration #000250938Postcode6330
Diploma of Financial ServicesAdvanced Diploma of Financial PlanningGRADUATE DIPLOMA OF FINANCIAL PLANNING
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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ExperienceSince 2004 (22 years)Registration #001001004Postcode6330
Advanced Diploma of Financial Services (Financial Planning)Economic and Legal Context for Financial PlanningEthics and Professionalism in Financial AdviceGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesRSA Products
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📍 Level 42/101 Collins St, Melbourne VIC 3000
ExperienceSince 2010 (16 years)Registration #001006258Postcode6330
Advanced Diploma of Financial PlanningEthics and Professionalism in Financial AdviceEconomic and Legal Context for Financial PlanningRelevant Provider Exam
SuperannuationSecuritiesGovernment Debentures
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📍 Level 6/71 Queens Rd, Melbourne VIC 3004
ExperienceSince 2010 (16 years)Registration #000387921Postcode6330
Diploma of Financial Services (Financial Planning)Margin Lending and Geared InvestmentsSelf Managed Superannuation FundsAdvanced Diploma of Financial Services (Financial Planning)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 2, Unit 19/100 Railway Rd, Subiaco WA 6008
ExperienceSince 2013 (13 years)Registration #000448082Postcode6330
Bachelor of Commerce Financial PlanningMargin Lending Accreditation ProgramProfessional Diploma in StockbrokingCertificate of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 49 Serpentine Rd, Albany WA 6330
ExperienceSince 2018 (8 years)Registration #001269712Postcode6330
Diploma of Financial PlanningGraduate Certificate in Financial PlanningGraduate Certificate In Self Managed Super FundsSMSF Specialist Adviser
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 6/71 Queens Rd, Melbourne VIC 3004
ExperienceSince 2022 (4 years)Registration #001289316Postcode6330
Bachelor of Commerce (Finance & Management)Graduate Diploma of Financial PlanningSelf Managed Superannuation FundsFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 6/71 Queens Rd, Melbourne VIC 3004
ExperienceSince 2022 (4 years)Registration #001294790Postcode6330
Bachelor of Commerce major in Financial PlanningFPC002B Ethics and Professionalism in Financial AdviceAccredited Listed Product Adviser ProgramFPE016 Self Managed Superannuation Funds
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 42/101 Collins St, Melbourne VIC 3000
ExperienceSince 2023 (3 years)Registration #001301442Postcode6330
Bachelor of Commerce (Finance and Financial Planning)Core 1National Financial Adviser Exam
SuperannuationSecuritiesGovernment Debentures
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📍 Level 6/71 Queens Rd, Melbourne VIC 3004
Registration #001317037Postcode6330
Bachelor of Commerce (Finance and Financial Planning)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Albany, Western Australia appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Albany, Western Australia offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.