Verifying registration and authorisations
Every financial adviser shown for Balcatta, Western Australia is sourced from the ASIC Financial Advisers Register, the only authoritative source of licensed advisers in Australia. Each entry includes the adviser's registration number, primary qualifications, the products they're authorised to advise on (superannuation, life insurance, securities, derivatives), and the licensee they operate under. Advisers must meet professional standards set by ASIC and complete the FASEA exam. Registration status changes can be verified at any time through MoneySmart's professional registers tool. Tax (financial) advice authorisation, granted separately by the Tax Practitioners Board, is shown where applicable — only advisers cleared by the TPB can charge for tax-related strategies. Listing on this directory is not an endorsement; it reflects what the public ASIC register shows on the date of last refresh.
📍 Suite 13/201 New South Head Rd, Edgecliff NSW 2027
ExperienceSince 1989 (37 years)Registration #000432243Postcode6021
Diploma of Financial Services (Financial Planning)Margin Lending and Geared InvestmentsKaplan Higher Education Pty Limited
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 L 11/45 Clarence St, Sydney NSW 2000
ExperienceSince 1996 (30 years)Registration #000297312Postcode6021
Diploma of Financial Services (Financial Planning)Advanced Diploma of Financial Services (Financial Planning)Margin Lending and Geared InvestmentsFellow Chartered Financial Practitioner (FChFP)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 58 Kings Park Rd, Perth WA 6000
ExperienceSince 1998 (28 years)Registration #000248684Postcode6021
Diploma of Financial PlanningMargin Lending and Geared InvestmentsFPE016 Self Managed Superannuation FundsFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 5/231 Balcatta Rd, Balcatta WA 6021
ExperienceSince 1999 (27 years)Registration #000284218Postcode6021
Bachelor of Business (Finance)Diploma of Financial PlanningCertified Financial PlannerMargin Lending & Geared Investments
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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ExperienceSince 2000 (26 years)Registration #000276042Postcode6021
Advanced Diploma of Financial Services (Financial Planning)Bachelor of Business (Finance)Certified Financial StrategistFASEA Financial Adviser Exam
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 8/224 Balcatta Rd, Balcatta WA 6021
ExperienceSince 2001 (25 years)Registration #000269276Postcode6021
Diploma of Financial Services (Financial Planning)Advanced Diploma of Financial Services (Financial Planning)Accredited Aged Care ProfessionalFellow Chartered Financial Practioner
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 282 Victoria Ave, Chatswood NSW 2067
ExperienceSince 2003 (23 years)Registration #001304616Postcode6021
Diploma of Financial Services (Financial Planning)Graduate Diploma of Financial PlanningCommercial Law
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 282 Victoria Ave, Chatswood NSW 2067
ExperienceSince 2003 (23 years)Registration #000236520Postcode6021
Bachelor of CommerceHonors in Accounting ScienceChartered AccountantDiploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Office: Suite 17, Level 2/27 Hunter St, Parramatta NSW 2150
ExperienceSince 2004 (22 years)Registration #001242408Postcode6021
Bachelor of Commerce (Economics & Marketing)Foundation DFPRG146 Core Diploma SkillsGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 level 8/309/315 George St, Sydney NSW 2000
ExperienceSince 2005 (21 years)Registration #000277920Postcode6021
Advanced Diploma of Financial Services (Financial Planning)Fellow Chartered Financial PractitionerFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 Level 4/3 Loftus St, West Leederville WA 6007
ExperienceSince 2005 (21 years)Registration #000287319Postcode6021
Margin Lending & Geared InvestmentsAccredited Listed Product Adviser Program
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 3/31 Alfred St, Sydney NSW 2000
ExperienceSince 2006 (20 years)Registration #000323903Postcode6021
Bsc (Hons) in Business studies specializing in Economics and MarketingInvestment Management CertificateDiploma of Financial ServicesSelf Managed Super Funds
SuperannuationLife InsuranceLife InvestmentSecuritiesRSA Products
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📍 8/224 Balcatta Rd, Balcatta WA 6021
ExperienceSince 2006 (20 years)Registration #000300875Postcode6021
Diploma of Financial Services (Financial Planning)Margin Lending and Geared InvestmentsAdvanced Diploma of Financial Services (Financial Planning)Self Managed Superannuation Fund Adviser (Personal Advice)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 12A/33 Delawney St, Balcatta WA 6021
ExperienceSince 2010 (16 years)Registration #000363324Postcode6021
Diploma of Financial Services (Financial Planning)Ethics & Professionalism in Financial AdviceGraduate Diploma of Financial PlanningFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 L 11/45 Clarence St, Sydney NSW 2000
ExperienceSince 2013 (13 years)Registration #001004922Postcode6021
The Securities and Derivatives Industry Association (SDIA) Accreditation ProgramDiploma of Financial Services (Financial Planning)Advanced Diploma of Financial PlanningGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 58 Kings Park Rd, Perth WA 6000
ExperienceSince 2018 (8 years)Registration #001269063Postcode6021
Diploma of Financial Planning FNS50615Advanced Diploma of Financial Planning FNS60415FPC002B Ethics and Professionalism in Financial Advice.Graduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 12A/33 Delawney St, Balcatta WA 6021
ExperienceSince 2018 (8 years)Registration #001262280Postcode6021
Bach. of Marketing and Public RelationsDiploma of Financial PlanningSelf Managed Superannuation FundsGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Balcatta, Western Australia appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Balcatta, Western Australia offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.