How to choose a financial adviser
When choosing a financial adviser in Wembley, Western Australia, start with three checks: confirm their ASIC registration is current, review their listed qualifications (Diploma of Financial Planning is the entry-level standard; CFP® and similar designations indicate further study), and read their Financial Services Guide before any meeting. Most advisers in this region operate under an Australian Financial Services Licence (AFSL) granted to a licensee — that licensee is named on each listing. The licensee carries professional indemnity insurance and is the entity you would contact through external dispute resolution (AFCA) if a complaint arose. Initial consultations are usually free; ongoing fees apply once you sign a Statement of Advice covering the agreed strategy.
📍 Level 3/31 Alfred St, Sydney NSW 2000
ExperienceSince 1998 (28 years)Registration #000420354Postcode6014
Bachelor of Commerce (Finance and Marketing)Graduate Diploma in Financial PlanningGraduate Diploma of Applied Finance and InvestmentASX Listed Products Adviser
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Australia, New South Wales, Sydney, Market St, Suite 4, Level 24
ExperienceSince 1998 (28 years)Registration #001000494Postcode6014
Advanced Diploma of Financial PlanningCertified Financial PlannerMargin Lending and Geared InvestmentsSelf Managed Superannuation Funds
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 1/115 Cambridge St, West Leederville WA 6005
ExperienceSince 1999 (27 years)Registration #000314887Postcode6014
Bachelor of Agri ScienceAdvanced Diploma of Financial Services Financial PlanningGraduate Diploma of Financial PlanningFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 2/339 Cambridge St, Wembley WA 6014
ExperienceSince 2001 (25 years)Registration #001000081Postcode6014
Bachelor of CommerceGraduate Diploma in Financial PlanningFNS50311 Dimploma of Finance and Mortgage Broking Management
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 9 Park St, Coorparoo QLD 4151
ExperienceSince 2001 (25 years)Registration #000258249Postcode6014
Diploma of Financial Planning (DFP1-3)Securities and Managed Investments Program (DFP4)Advanced Diploma of Financial PlanningAccredited Aged Care Professional Program
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Governor Phillip Tower, level 21/1 Farrer Pl, Sydney NSW 2000
ExperienceSince 2002 (24 years)Registration #001000509Postcode6014
Bachelor of Commerce (Hons)CERTIFIED FINANCIAL PLANNERMaster of Professional Finance and BankingLife Risk Specialist
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 2/339 Cambridge St, Wembley WA 6014
ExperienceSince 2002 (24 years)Registration #000279679Postcode6014
Bachelor of CommerceDiploma of Financial PlanningFNS40804 Certificate IV in Financial Services (Finance/Mortgage Broking)Margin Lending and Gearing Investments
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Australia, New South Wales, Sydney, Market St, Suite 4, Level 24
ExperienceSince 2003 (23 years)Registration #000446218Postcode6014
Diploma of Financial AdvisingFinancial Plan Construction & ReviewEstate PlanningTaxation Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 1/115 Cambridge St, West Leederville WA 6005
ExperienceSince 2003 (23 years)Registration #000241950Postcode6014
Diploma of Financial PlanningM669 Graduate Diploma of Financial PlanningCFP Certified Financial Planner (FPA)CFP – Certified Financial Planner (FPA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 2, Suite 16A/151 Herdsman Parade, Wembley WA 6014
ExperienceSince 2005 (21 years)Registration #000288472Postcode6014
Bachelor of Commerce, Accounting & TaxationThe Strategist Group's SMSF Adviser CourseGraduate Diploma of Chartered AccountingResponsible Manager Master Class
Superannuation
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📍 Suite 13/201 New South Head Rd, Edgecliff NSW 2027
ExperienceSince 2005 (21 years)Registration #000337878Postcode6014
Bachelor of EconomicsGraduate Diploma of Financial PlanningMargin Lending and Geared InvestmentsSelf Managed Superannuation Funds
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Level 3/31 Alfred St, Sydney NSW 2000
ExperienceSince 2007 (19 years)Registration #000420355Postcode6014
Bachelor of Commerce (Banking and Finance)Graduate Diploma in Financial PlanningSelf Managed Superannuation FundsFPC002B Ethics and Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesRSA Products
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📍 level 30/2 The Esplanade, Perth WA 6000
ExperienceSince 2008 (18 years)Registration #000328657Postcode6014
Master of Business AdministrationDiploma of Financial Services (Financial Planning)Specialist Member AccreditationEthics and Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 2, Suite 16A/151 Herdsman Parade, Wembley WA 6014
ExperienceSince 2011 (15 years)Registration #001000189Postcode6014
Legal Framework IIncome Tax Framework IIBachelor of BusinessCPA 110 Program
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 1/115 Cambridge St, West Leederville WA 6005
ExperienceSince 2014 (12 years)Registration #000468500Postcode6014
Bachelor of Agri BusinessGraduate Diploma of Financial PlanningSelf-Managed Super Fund ProgramMaster of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 9 Park St, Coorparoo QLD 4151
ExperienceSince 2025 (1 years)Registration #001313479Postcode6014
Bachelor of Commerce (Financial Planning)Commercial Law CourseEthics and Professionalism in Financial Advice Course (FPC002B)
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Wembley, Western Australia appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Wembley, Western Australia offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.