Financial Services Licensees in Nedlands, WA
Compare registered financial services licensees in Nedlands, Western Australia. All listings sourced from the ASIC AFS Licensee Register.
AFSL scope and authorised services
Financial services entities listed for Nedlands, Western Australia hold an Australian Financial Services Licence (AFSL) granted by ASIC. The AFSL specifies which 'designated services' the licensee can provide — financial product advice, dealing in products, market-making, custodial services, or operating registered managed investment schemes. Each entry below is registered on ASIC's Professional Registers. Licensees must hold professional indemnity insurance, be a member of AFCA, and have responsible managers with the experience and qualifications set out in RG105. Authorisation scope and current status can both be verified at MoneySmart's professional registers tool.
Amacis Pty Ltd
Capital Managed Investments Ltd
Growth Equities Pty Ltd
Element Capital Pty Ltd
Grosvenor Equities Pty Ltd
Viburnum Funds Pty Ltd
Mac Equity Partners Pty Ltd
Alder And Partners Pty Ltd★★★★★ 4.9 (10 reviews)
Elliott Australia Group Pty Ltd
M Funds Limited
Brogan, Christopher Gerard
Longreach Capital Pty. Ltd.
Proficient Capital Pty Limited
Jp Equity Partners Pty Ltd
Leda Licensing Pty Ltd
Caravel Investments Pty Ltd
Nearby Financial Services Licensees
Frequently asked questions
What is an Australian Financial Services Licence (AFSL)?
An AFSL is the licence issued by ASIC that permits an entity to provide financial services in Australia, including those offered in Nedlands, Western Australia. It specifies the designated services (advice, dealing, market-making, custodial) and the financial products covered. The AFSL number must appear on every Financial Services Guide and disclosure document.
What's the difference between general and personal financial advice?
General advice is product information that does not consider your circumstances — it can be given without a Statement of Advice. Personal advice considers your goals, financial situation and needs, and triggers the Best Interests Duty. Personal advice always requires a written Statement of Advice before any recommendations are implemented.
Are financial services providers required to act in my best interests?
Providers giving personal advice are bound by the Best Interests Duty under the Corporations Act. They must prioritise your interests over their own, only recommend products likely to leave you in a better position, and disclose all fees, commissions and conflicts of interest in writing before you act.
Where do I go if I have a complaint about a financial services provider?
Complaints go through the licensee's internal dispute resolution (IDR) process first; the licensee has 30 days to respond. If unresolved, the Australian Financial Complaints Authority (AFCA) is the free external dispute resolution body. AFCA can make binding determinations up to specified caps under the Corporations Act.