Verifying registration and authorisations
Every financial adviser shown for East Maitland, New South Wales is sourced from the ASIC Financial Advisers Register, the only authoritative source of licensed advisers in Australia. Each entry includes the adviser's registration number, primary qualifications, the products they're authorised to advise on (superannuation, life insurance, securities, derivatives), and the licensee they operate under. Advisers must meet professional standards set by ASIC and complete the FASEA exam. Registration status changes can be verified at any time through MoneySmart's professional registers tool. Tax (financial) advice authorisation, granted separately by the Tax Practitioners Board, is shown where applicable — only advisers cleared by the TPB can charge for tax-related strategies. Listing on this directory is not an endorsement; it reflects what the public ASIC register shows on the date of last refresh.
📍 9 Park St, Coorparoo QLD 4151
ExperienceSince 1990 (36 years)Registration #000235697Postcode2323
Advanced Diploma Financial Services (Financial Planning)Diploma of Financial Services (Financial Planning)Ethics and Professionalism in Financial Advice Course (FPC002B)Economic and Legal Context for Financial Planning Course (FPC001B)
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 Suite 11/409 New South Head Rd, Double Bay NSW 2028
ExperienceSince 1996 (30 years)Registration #000249834Postcode2323
Bachelor of CommerceDiploma of Financial PlanningASX Listed Product Accreditation Course (LPAC)
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 suite 1 level 20/555 Collins St, Melbourne VIC 3000
ExperienceSince 1998 (28 years)Registration #000264465Postcode2323
Bachelor of Business – AccountingBachelor of BusinessProfessional Year ProgramDiploma of Superannuation Management
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 suite 803 8/309 Kent St, Sydney NSW 2000
ExperienceSince 2000 (26 years)Registration #001004903Postcode2323
Margin Lending and Geared InvestmentsAdvanced Diploma of Financial Services (Financial Planning)Self Managed Superannuation FundsGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesRSA Products
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📍 suite 803 8/309 Kent St, Sydney NSW 2000
ExperienceSince 2001 (25 years)Registration #001003453Postcode2323
Margin Lending and Geared InvestmentsAdvanced Diploma of Financial Services (Financial Planning)Graduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesRSA Products
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📍 3/30 Hickson Rd, Millers Point NSW 2000
ExperienceSince 2003 (23 years)Registration #000339637Postcode2323
Diploma of Financial Services (Financial Planning)Advanced Diploma of Financial Services (Financial Planning)Principles in Self Managed Superannuation FundsGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 9/2-4 King St, Warners Bay NSW 2282
ExperienceSince 2009 (17 years)Registration #000338220Postcode2323
Diploma of Financial Services (Financial Planning)Bachelor of FinanceAdvanced Diploma of Financial Services (Financial Planning)Ethics and Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 9 Park St, Coorparoo QLD 4151
ExperienceSince 2013 (13 years)Registration #000431881Postcode2323
Diploma of Financial Services (Financial Planning)Accredited Aged Care Professional ProgramTax for Financial Advising Course (TFAv1)Graduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 Suite 11/409 New South Head Rd, Double Bay NSW 2028
ExperienceSince 2015 (11 years)Registration #001233962Postcode2323
Bachelor of BusinessBachelor of EconomicsBachelor of FinanceCertificate IV Financial Services (Finance/Mortgage Broking)
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 suite 1 level 20/555 Collins St, Melbourne VIC 3000
ExperienceSince 2016 (10 years)Registration #001243642Postcode2323
Bachelor of CommerceCertified Practising AccountantChartered AccountantDiploma of Financial Planning FNS50615
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 11/409 New South Head Rd, Double Bay NSW 2028
ExperienceSince 2018 (8 years)Registration #001269394Postcode2323
Bachelor of BusinessMaster of Applied Finance with Studies in Financial PlanningGSBS6516 Ethics in Financial ServicesAccredited Listed Product Adviser (ASX ALPA) Program
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 11/409 New South Head Rd, Double Bay NSW 2028
ExperienceSince 2018 (8 years)Registration #001264846Postcode2323
Bachelor of CommerceAccredited Listed Product Adviser (ASX ALPA) ProgramDiploma of Financial PlanningAdvanced Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Suite 11/409 New South Head Rd, Double Bay NSW 2028
ExperienceSince 2024 (2 years)Registration #001307203Postcode2323
Graduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 11/409 New South Head Rd, Double Bay NSW 2028
ExperienceSince 2024 (2 years)Registration #001307201Postcode2323
Bachelor of Commerce (Finance & Economics)Graduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Suite 11/409 New South Head Rd, Double Bay NSW 2028
Registration #001318058Postcode2323
Graduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 11/409 New South Head Rd, Double Bay NSW 2028
Registration #001318025Postcode2323
Graduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in East Maitland, New South Wales appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in East Maitland, New South Wales offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.