What to expect from the engagement
Engaging a financial adviser for Maitland, New South Wales follows a regulated process designed to protect retail clients. After an initial fact-find meeting, the adviser issues a Statement of Advice (SoA) — a written document explaining the strategy, products recommended, fees and any conflicts of interest. You are not committed until you sign it. All advisers must act in your best interests under the Corporations Act, and any commissions or referral payments must be disclosed in the SoA. If the advice does not appear to meet that standard, the Australian Financial Complaints Authority (AFCA) handles complaints free of charge for consumers. Personal advice — the kind tailored to your circumstances — always requires an SoA; general advice does not.
📍 level 8/309/315 George St, Sydney NSW 2000
ExperienceSince 1976 (50 years)Registration #000406151Postcode2320
Diploma of Financial PlanningMargin Lending and Geared InvestmentsFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 13/201 New South Head Rd, Edgecliff NSW 2027
ExperienceSince 1998 (28 years)Registration #000239312Postcode2320
Diploma of Financial PlanningSMSF Specialist Advisor ProgramMargin Lending and Geared InvestmentsASX Listed Product Accreditation Course (LPAC)
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 3/96 Phillip St, Parramatta NSW 2150
ExperienceSince 1999 (27 years)Registration #000337803Postcode2320
Diploma of Financial Services (Financial Planning)SMSF AccreditationGraduate Diploma of Financial PlanningAged Care Specialist Course
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 335 Hillsborough Rd, Warners Bay NSW 2282
ExperienceSince 2000 (26 years)Registration #000237303Postcode2320
Diploma of Financial Services (Financial Planning)Advanced Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 suite 803 8/309 Kent St, Sydney NSW 2000
ExperienceSince 2002 (24 years)Registration #000263815Postcode2320
Bachelor of Business (Marketing)Bachelor of Economics (Money, Banking, Trade and Finance)8 unit Diploma of Financial Planning5 unit CFP Certification Program
SuperannuationLife InsuranceLife InvestmentSecuritiesRSA Products
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📍 suite 803 8/309 Kent St, Sydney NSW 2000
ExperienceSince 2003 (23 years)Registration #000240009Postcode2320
Diploma of Financial Services (Financial Planning)Advanced Diploma of Financial Services (Financial Planning)Certificate IV in Finance and Mortgage BrokingFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentRSA Products
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📍 suite 803 8/309 Kent St, Sydney NSW 2000
ExperienceSince 2004 (22 years)Registration #000263812Postcode2320
Bachelor of EngineeringBachelor of Mathematics with Computer Science8 unit Diploma of Financial PlanningCertified Financial Planner
SuperannuationLife InsuranceLife InvestmentSecuritiesRSA Products
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📍 1/27 Bulwer St, Maitland NSW 2320
ExperienceSince 2004 (22 years)Registration #001237859Postcode2320
Bachelor of ScienceDiploma of Superannuation ManagementGraduate Diploma in AccountingChartered Accountant
SuperannuationSecurities
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📍 Level 6/71 Queens Rd, Melbourne VIC 3004
ExperienceSince 2006 (20 years)Registration #000304958Postcode2320
Bachelor of CommerceDiploma of Financial PlanningSelf Managed Superannuation FundsIntermediate Aged Care Facts & Finance
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 suite 803 8/309 Kent St, Sydney NSW 2000
ExperienceSince 2010 (16 years)Registration #000382945Postcode2320
Bachelor of FinanceDiploma of Financial Planning (Financial Services)Margin Lending and Geared Investments
SuperannuationLife InsuranceLife InvestmentSecuritiesRSA Products
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📍 suite 803 8/309 Kent St, Sydney NSW 2000
ExperienceSince 2011 (15 years)Registration #001232680Postcode2320
Bachelor of CommerceDiploma of Financial Services (Financial Planning)CFP - Certified Financial Planner (FPA)Financial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesRSA Products
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📍 1/27 Bulwer St, Maitland NSW 2320
ExperienceSince 2015 (11 years)Registration #001235730Postcode2320
Bachelor of CommerceGraduate Diploma of Financial PlanningCFP Certification ProgramFPC002B Ethics and Professionalism in Financial Advice
SuperannuationSecurities
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📍 1/27 Bulwer St, Maitland NSW 2320
ExperienceSince 2016 (10 years)Registration #001271976Postcode2320
Bachelor of Business (Accountancy)Chartered Accountant ProgramSMSF Specialist Advisor (SSA) AccreditationAccountants SMSF Package
Superannuation
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📍 15/17 Church St, Maitland NSW 2320
ExperienceSince 2016 (10 years)Registration #000320664Postcode2320
Bachelor of FinanceAdvanced Diploma of Financial Services (Financial Planning)The Certified Practising Accountants Program (CPA)ASIC RG146 Self Managed Superannuation Funds
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 91 Hannell St, Wickham NSW 2293
ExperienceSince 2017 (9 years)Registration #001251161Postcode2320
Advanced Certificate in ManagementAdvanced Diploma of AccountingMaster of Commerce (Professional Accounting)Diploma in Financial Planning
SuperannuationLife InsuranceLife Investment
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📍 suite 803 8/309 Kent St, Sydney NSW 2000
ExperienceSince 2018 (8 years)Registration #001271556Postcode2320
Bachelor of Business (Accountancy)Diploma of Financial PlanningAdvanced Diploma of Financial PlanningFPC002B Ethics and Professionalism in Financial Advice
SuperannuationLife InsuranceLife InvestmentSecuritiesRSA Products
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📍 15/17 Church St, Maitland NSW 2320
ExperienceSince 2025 (1 years)Registration #001311401Postcode2320
Advanced Diploma of Financial PlanningDiploma of Financial PlanningEconomic and Legal Context for Financial Planning FPC001BTaxation for Financial Planning FPC006
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Maitland, New South Wales appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Maitland, New South Wales offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.