Verifying registration and authorisations
Every financial adviser shown for Balwyn, Victoria is sourced from the ASIC Financial Advisers Register, the only authoritative source of licensed advisers in Australia. Each entry includes the adviser's registration number, primary qualifications, the products they're authorised to advise on (superannuation, life insurance, securities, derivatives), and the licensee they operate under. Advisers must meet professional standards set by ASIC and complete the FASEA exam. Registration status changes can be verified at any time through MoneySmart's professional registers tool. Tax (financial) advice authorisation, granted separately by the Tax Practitioners Board, is shown where applicable — only advisers cleared by the TPB can charge for tax-related strategies. Listing on this directory is not an endorsement; it reflects what the public ASIC register shows on the date of last refresh.
📍 L 11/45 Clarence St, Sydney NSW 2000
ExperienceSince 1989 (37 years)Registration #000255868Postcode3103
Bachelor of BusinessChartered Accountant (CA)Certified Practising Accountant (CPA)Certificate in Financial Markets
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 L 11/45 Clarence St, Sydney NSW 2000
ExperienceSince 1996 (30 years)Registration #000242337Postcode3103
Bachelor of BusinessAdvanced Strategies for Self Managed SuperannuationDiploma of Financial PlanningFinancial Advice Association of Australia (FAAA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 1310/530 Little Collins St, Melbourne VIC 3000
ExperienceSince 2000 (26 years)Registration #001001072Postcode3103
Bachelor of HumanitiesGraduate Diploma of Applied Finance & InvestmentDiploma of Financial PlanningCertified Financial Planner
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 13/636 St Kilda Rd, Melbourne VIC 3004
ExperienceSince 2004 (22 years)Registration #000237781Postcode3103
Advanced Diploma of Financial Services (Financial Planning)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 4, Level 1/333 Whitehorse Rd, Balwyn VIC 3103
ExperienceSince 2009 (17 years)Registration #001239224Postcode3103
Diploma of Financial PlanningMaster of Business Administration (Executive)Ethics and Professionalism in Financial AdviceSuperConcepts Specialist SMSF Course
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Australia, New South Wales, Sydney, Market St, Suite 4, Level 24
ExperienceSince 2010 (16 years)Registration #000386197Postcode3103
Diploma of Financial Services (Financial Planning)Commercial LawTax for Financial Advising
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 L 11/45 Clarence St, Sydney NSW 2000
ExperienceSince 2014 (12 years)Registration #000460954Postcode3103
Bachelor of Commerce (Accounting)Diploma of Financial Services (Financial Planning)RG146 Tier 1 Specialist Margin Lending Course5 Unit CFP Certification Program
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 772A Station St, Box Hill North VIC 3129
ExperienceSince 2015 (11 years)Registration #001234985Postcode3103
Masters of LawSelf Managed Superannuation FundsTier One Margin LendingFASEA
SuperannuationLife InsuranceLife InvestmentSecuritiesDerivatives
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📍 Office 2/1 Railway Cres, Croydon VIC 3136
ExperienceSince 2017 (9 years)Registration #001257966Postcode3103
Bachelor of Arts and CommerceSelf Managed Superannuation FundsEthics and ProfessionalismTaxation for Financial Planning
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Suite 4, Level 1/333 Whitehorse Rd, Balwyn VIC 3103
ExperienceSince 2023 (3 years)Registration #001298117Postcode3103
Bachelor of Commerce With DistinctionBachelor of Laws With DistinctionGraduate Diploma of Financial PlanningSpecialist SMSF Online Course
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Balwyn, Victoria appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Balwyn, Victoria offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.