What to expect from the engagement
Engaging a financial adviser for Mont Albert, Victoria follows a regulated process designed to protect retail clients. After an initial fact-find meeting, the adviser issues a Statement of Advice (SoA) — a written document explaining the strategy, products recommended, fees and any conflicts of interest. You are not committed until you sign it. All advisers must act in your best interests under the Corporations Act, and any commissions or referral payments must be disclosed in the SoA. If the advice does not appear to meet that standard, the Australian Financial Complaints Authority (AFCA) handles complaints free of charge for consumers. Personal advice — the kind tailored to your circumstances — always requires an SoA; general advice does not.
📍 Level 4/125 Flinders Ln, Melbourne VIC 3000
ExperienceSince 2001 (25 years)Registration #001004803Postcode3127
Diploma Financial AdvisingInvestment Planning 1
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 Suite 28/50 New St, Ringwood VIC 3134
ExperienceSince 2003 (23 years)Registration #000231431Postcode3127
Bachelor of Business (Accounting)CPACount Introductory Training CourseMargin Lending & Geared Investments
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 1, 3/7 Hamilton St, Mont Albert VIC 3127
ExperienceSince 2003 (23 years)Registration #000251887Postcode3127
Bachelor of CommerceDiploma of Financial Services (Financial Planning)Advanced Diploma of Financial Services (Financial Planning)CFP
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 Level 1, 3/7 Hamilton St, Mont Albert VIC 3127
ExperienceSince 2003 (23 years)Registration #000231417Postcode3127
Bachelor of BusinessBachelor of BusinessGraduate Diploma of Financial PlanningGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 Suite 28/50 New St, Ringwood VIC 3134
ExperienceSince 2003 (23 years)Registration #000231432Postcode3127
Bachelor of Business (Accounting)CPAMargin Lending & Geared InvestmentsCPA Australia (CPA)
SuperannuationLife InsuranceLife InvestmentSecuritiesGovernment Debentures
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📍 Level 1, 3/7 Hamilton St, Mont Albert VIC 3127
ExperienceSince 2007 (19 years)Registration #000285549Postcode3127
Bachelor of Business Financial PlanningSelf Managed Superannuation Funds
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 Level 1, 3/7 Hamilton St, Mont Albert VIC 3127
ExperienceSince 2011 (15 years)Registration #000458811Postcode3127
Bachelor of CommerceGraduate Diploma of Financial PlanningCFPDiploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 Level 1, 3/7 Hamilton St, Mont Albert VIC 3127
ExperienceSince 2018 (8 years)Registration #001263280Postcode3127
Bachelor of Commerce (FIN)Bachelor of Commerce (Finance)Bachelor of Science (Biochemistry)Bachelor of Science
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 Level 1, 3/7 Hamilton St, Mont Albert VIC 3127
ExperienceSince 2024 (2 years)Registration #001305375Postcode3127
Batchelor of Business (Financial and Risk Management)Masters of Professional AccountingGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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📍 Level 1, 3/7 Hamilton St, Mont Albert VIC 3127
ExperienceSince 2024 (2 years)Registration #001305375Postcode3127
Batchelor of Business (Financial and Risk Management)Masters of Professional AccountingGraduate Diploma of Financial Planning
SuperannuationLife InsuranceLife InvestmentGovernment DebenturesRSA Products
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Frequently asked questions
How do I verify a financial adviser is registered?
All registered financial advisers in Mont Albert, Victoria appear on ASIC's Financial Advisers Register at moneysmart.gov.au. Each entry shows the registration number, current authorisations, qualifications and any disciplinary history. Confirm the registration is 'Current' before engaging — checking is free and the register is updated by ASIC.
What's the difference between a financial adviser and a financial planner?
In Australia both terms refer to the same regulated role under ASIC. A 'financial planner' typically holds a Certified Financial Planner® designation through the Financial Planning Association. Both must be listed on the ASIC Financial Advisers Register and meet the same Best Interests Duty under the Corporations Act.
Are initial consultations with financial advisers free?
Most financial advisers in Mont Albert, Victoria offer a free initial consultation — typically 30–60 minutes — to discuss your goals and whether they can help. You do not pay anything until you receive and sign a Statement of Advice. Ongoing fees vary by adviser and the complexity of the advice.
What should I bring to a first meeting with a financial adviser?
Bring recent payslips, super statements, mortgage and loan balances, insurance policies, your will and superannuation beneficiary nominations, and a written list of goals. The adviser uses this to complete a fact-find. They cannot give personal advice without understanding your circumstances — incomplete information leads to generic, less useful recommendations.
Listings sourced from public government registers (ASIC, TPB). DecisionLab does not endorse any specific professional.
Always verify registration status directly with the relevant authority before engaging services.
Data is updated periodically and may not reflect the most current information.