Financial Services Licensees in Barangaroo, NSW
Compare registered financial services licensees in Barangaroo, New South Wales. All listings sourced from the ASIC AFS Licensee Register.
General versus personal advice
Engaging a financial services provider in Barangaroo, New South Wales starts with confirming the AFSL number and the specific authorisations granted. A licensee authorised for 'general advice' can describe products without considering your circumstances; 'personal advice' requires a Statement of Advice tailored to your situation. Fees, commissions and any conflicts of interest must be disclosed in the Financial Services Guide (FSG), which the licensee is required to provide before any service begins. Complaints go through the licensee's internal process first, then AFCA if unresolved — AFCA determinations are free for consumers and binding on the licensee up to specified caps.
Lendlease Imt (Llitst) Limited
Morningstar Investment Management Australia Limited★★★★ 3.8 (12 reviews)
Coverforce Partners Pty Ltd
Coverforce Pty Limited
Decode Capital Pty Ltd
First Sentier Investors (Australia) Re Ltd
Lendlease Funds Management Limited
Lendlease Real Estate Investments Limited
Morningstar Australasia Pty Limited
Origin Energy Electricity Limited
Pricewaterhousecoopers Securities Ltd
Susquehanna Pacific Pty Ltd
First Sentier Investors (Australia) Im Ltd
Lifestyle Asset Management Pty Ltd
Anadara Capital Pty Ltd
Coverforce Insurance Broking Pty Ltd
Quanta Insurance Group Pty Ltd
Lendlease Responsible Entity Limited
Trivesta Capital Ltd
First Sentier Investors Rqi Pty Ltd
Capella Capital Lend Lease Pty Limited & Capella Partners Pty Limited
Lendlease Imt (Sm) Pty Ltd
Global Capital Assets Management Pty Ltd
Trademax Australia Limited
Lendlease Imt (Oitst) Limited
Millennium Capital Management (Australia) Pty Ltd
Triton Investment Services Proprietary Limited
Lendlease Investment Management (Afsl) Pty Limited
Contrarius Investment Advisory Pty Limited
Susquehanna Asia Trading Pty Ltd
Akuna Capital Australia Pty Ltd
Airpay Financial Technologies Pty Ltd
Epg Wealth Pty Ltd
Green Squares Capital Management Pty Ltd
Yard Financial Pty Ltd★★★★★ 4.8 (75 reviews)
P2P Advice Pty Ltd
Visa Australia Services Pty Ltd
Belus Capital Pty Ltd
Olea Capital Pty Ltd
Dbrs Ratings Pty Limited
Nearby Financial Services Licensees
Frequently asked questions
What is an Australian Financial Services Licence (AFSL)?
An AFSL is the licence issued by ASIC that permits an entity to provide financial services in Australia, including those offered in Barangaroo, New South Wales. It specifies the designated services (advice, dealing, market-making, custodial) and the financial products covered. The AFSL number must appear on every Financial Services Guide and disclosure document.
What's the difference between general and personal financial advice?
General advice is product information that does not consider your circumstances — it can be given without a Statement of Advice. Personal advice considers your goals, financial situation and needs, and triggers the Best Interests Duty. Personal advice always requires a written Statement of Advice before any recommendations are implemented.
Are financial services providers required to act in my best interests?
Providers giving personal advice are bound by the Best Interests Duty under the Corporations Act. They must prioritise your interests over their own, only recommend products likely to leave you in a better position, and disclose all fees, commissions and conflicts of interest in writing before you act.
Where do I go if I have a complaint about a financial services provider?
Complaints go through the licensee's internal dispute resolution (IDR) process first; the licensee has 30 days to respond. If unresolved, the Australian Financial Complaints Authority (AFCA) is the free external dispute resolution body. AFCA can make binding determinations up to specified caps under the Corporations Act.